Marcum Wealth, LLC (“Company”) is an SEC registered investment adviser located in Cleveland, Ohio. Company may only transact business in those states in which it is registered and/or notice-filed, or qualifies for an exemption or exclusion from such requirements. Company’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of Company’s web site on the Internet should not be construed by any consumer and/or prospective client as Company’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Company with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides.
Certain portions of Company’s web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, Company (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Company, or from any other investment professional. Company is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice. Furthermore, Company does not intend links from this site to other Internet websites to be referrals to, endorsements of, or affiliations with the linked entities.
Marcum does not serve as an attorney, accountant, or insurance agent, and no portion of our services should be construed as the same. Accordingly, Marcum does not prepare estate planning documents, tax returns, or sell insurance products. To the extent requested by a client, we may recommend the services of other professionals for non-investment implementation purpose (e.g. attorneys, accountants, insurance agents, etc., including our related CPA firm, Marcum, LLP, as well as Marcum’s affiliated insurance firm, Marcum Insurance Services (see Other Financial Industry Activities and Affiliations). The client is under no obligation to engage the services of any such recommended professional. The client retains absolute discretion over all such implementation decisions and is free to accept or reject any recommendation from Marcum and/or its representatives. If the client engages any recommended professional, and a dispute arises thereafter relative to such engagement, the client agrees to seek recourse exclusively from and against the engaged professional. The recommendation by an Marcum representative that a client engage Marcum, LLP for accounting-related services including tax preparation or Marcum Insurance Services for insurance-related services or products, presents a conflict of interest, as the potential receipt of revenue by Marcum’s related party may provide an incentive to recommend Marcum, LLP’s accounting services or Marcum Insurance Services for insurance-related services or products. No client is under any obligation to engage Marcum, LLP for accounting and/or tax preparation services or Marcum Insurance Services for insurance-related services or products. Marcum will work with the accountant and insurance agent of the client’s choosing.
Not all services will be appropriate or necessary for all clients, and the potential value and benefit of the adviser’s services will vary based upon a variety of factors, such as the client’s investment, tax, and financial circumstances and overall objectives. Neither personalized services nor financial or professional resources should be construed as a guarantee of a particular outcome. Past performance, including performance derived from application of time-tested financial planning and investment processes, does not guarantee future results. All investing comes with risk, including risk of loss. Advisory services provided by Marcum Wealth, LLC. Tax and accounting services provided by Marcum LLP.
Securities sales provided through Valmark Securities, Inc., an unaffiliated FINRA broker-dealer.
Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by Company), will be profitable or equal any historical performance level(s).
A copy of Company’s current written disclosure Brochure discussing Company’s business operations, services, and fees is available from Company upon written request. Company does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Company web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
Each client and prospective client agrees, as a condition precedent to his/her/its access to Company’s web site, to release and hold harmless Company, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from Company.